SOX Compliance Solutions
Ensure Accurate Financial Reporting & IT Controls Compliance with SecureDApp
Trusted by more than 120+ companies
What is SOX Compliance ?
SOX (Sarbanes-Oxley) Compliance refers to a set of financial and IT control standards mandated under the Sarbanes-Oxley Act of 2002. This US federal law aims to protect investors by improving the accuracy and reliability of corporate financial disclosures. SOX enforces strict internal controls and governance frameworks around financial reporting processes.
In the digital era, SOX Compliance also covers IT systems that manage financial data. This includes implementing Information Technology General Controls (ITGC), managing access rights, tracking system changes, securing data backups, and ensuring overall IT security. For Indian businesses operating globally, especially in BFSI, SaaS, IT services, and crypto sectors. SOX Compliance is essential for building trust, ensuring transparency, and meeting client or investor requirements.
In the digital era, SOX Compliance also covers IT systems that manage financial data. This includes implementing Information Technology General Controls (ITGC), managing access rights, tracking system changes, securing data backups, and ensuring overall IT security. For Indian businesses operating globally, especially in BFSI, SaaS, IT services, and crypto sectors. SOX Compliance is essential for building trust, ensuring transparency, and meeting client or investor requirements.
Why SOX Compliance is Important for Your Business
• Protects against financial fraud and data manipulation
• Enhances credibility with investors and customers
• Mandatory for US-listed companies and their subsidiaries
• Required for companies serving US clients or investors
• Strengthens ITGC controls supporting financial reporting
• Reduces audit risks and potential financial penalties
• Enhances credibility with investors and customers
• Mandatory for US-listed companies and their subsidiaries
• Required for companies serving US clients or investors
• Strengthens ITGC controls supporting financial reporting
• Reduces audit risks and potential financial penalties
Who Needs SOX Compliance?
• Public companies listed on US stock exchanges
• Indian subsidiaries of US-listed companies
• Financial service providers, banks, and fintech firms
• SaaS companies and IT exporters handling US client data
• Crypto exchanges and digital asset firms operating globally
• Indian subsidiaries of US-listed companies
• Financial service providers, banks, and fintech firms
• SaaS companies and IT exporters handling US client data
• Crypto exchanges and digital asset firms operating globally
SecureDApp's SOX Compliance Services
At SecureDApp, we help your organisation achieve and maintain SOX compliance through expert-led assessments, control framework implementation, and automated compliance solutions.
Our SOX Compliance Offerings
SOX 404 Risk Assessments:
Identify control gaps in your financial reporting and IT systems.
ITGC Audits:
Evaluate your IT environment, including access control, change management, and data recovery measures.
SOX Framework Implementation:
Build and operationalise controls aligned with SOX Sections 302 and 404 requirements.
Automated Evidence Management:
Simplify reporting and audit readiness through compliance automation tools.
Pre-Audit Readiness Support:
Prepare for external audits via gap analysis, remediation planning, and internal control testing.
Regulatory Advisory:
Get guidance from in-house experts (CISA, CISO, IT compliance professionals) well-versed in SOX, SEBI, and global regulations.
Why Choose SecureDApp for SOX Compliance ?
Certified Experts:
Access Certified Information Systems Auditors (CISA) and experienced cybersecurity professionals with audit expertise.
End-to-End Approach:
From risk assessments to audit closure, we manage your entire compliance process.
Real-Time Reporting:
Use intuitive dashboards to monitor IT control effectiveness and compliance posture.
Global & SEBI Regulatory Alignment:
Ensure adherence to SOX, SOC 2, ISO 27001, and SEBI-mandated IT audit guidelines.
Client Experiences
Explore a wide range of topics, including innovative business strategies, technological advancements, and best practices.
Frequently Asked Questions
What are SOX Sections 302 and 404?
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Does SOX Compliance apply to Indian companies?
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How often should SOX controls be reviewed?
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Can SOX Compliance processes be automated?
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Who is responsible for SOX Compliance in an organisation?
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